Regulatory economics

Results: 12555



#Item
161United States securities law / 111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Registered Investment Advisor / Financial Industry Regulatory Authority / Financial adviser / Self-regulatory organization / Financial economics / Finance / Business

Broker-Dealer & Investment Adviser Counseling Gibson Dunn attorneys advise clients on the full spectrum of regulatory, business, and compliance issues confronting the securities industry. Our clients include global inve

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Source URL: www.gibsondunn.com

Language: English - Date: 2014-04-21 11:25:21
162Financial system / Investment / Securities / Securities Investor Protection Corporation / Financial Industry Regulatory Authority / Security / Depository Trust & Clearing Corporation / Financial economics / Self-regulatory organizations / Finance

4250 Veterans Memorial Hwy

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Source URL: www.americanportfolios.com

Language: English
163Indiana Utility Regulatory Commission / Public utilities commission / Utility / Rate case / Email / Public utilities / Economics of regulation / Public administration

Opportunity for Public Comment on Kingsbury Utility Corporation Rate Cases Field hearing scheduled for April 21 at 6 p.m.; OUCC educational session to begin at 5:30 p.m. What: A field hearing will be held in LaPorte by t

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Source URL: www.in.gov

Language: English - Date: 2015-06-03 09:02:22
164Financial markets / Stock market / United States securities law / Self-regulatory organizations / Securities Exchange Act / Securities Investor Protection Corporation / Financial Industry Regulatory Authority / Security / Broker-dealer / Financial economics / Finance / Business

350 N. St. Paul Street Suite 1300 Dallas, Texaswww.apexclearing.com ANNUAL DISCLOSURE STATEMENT

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Source URL: brokerage-static.s3.amazonaws.com

Language: English - Date: 2015-03-12 07:35:01
165Investment / RBC Capital Markets / Securities Investor Protection Corporation / Broker-dealer / ACT / Financial Industry Regulatory Authority / The Bank of New York Mellon / Financial economics / Royal Bank of Canada / Finance

RBC CORRESPONDENT SERVICES Tom Parr Senior Vice President – Business Development Two Mid America Plaza, Suite 500 S

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Source URL: www.rbccorrespondentservices.com

Language: English - Date: 2014-06-09 09:43:26
166Insurance / Financial institutions / Institutional investors / Crimes / Insurance fraud / Medicare / Health Insurance Portability and Accountability Act / Life insurance / MIB Group /  Inc. / Financial economics / Healthcare reform in the United States / Investment

Microsoft Word - Group Accident Insurance Regulatory Disclosures and Disclaimers

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Source URL: benefits.sd.gov

Language: English - Date: 2015-04-17 09:50:52
167Economy of India / Government of India / Securities / Security / Securities and Exchange Board of India Act / Securities market / Securities and Exchange Board of India / Stock market / Financial economics

PR NoCaution to investors The Securities and Exchange Board of India (“SEBI”) is a regulatory body established by an Act of Parliament to protect the interests of investors in the securities market, to prom

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Source URL: www.tatacapital.com

Language: English - Date: 2011-04-06 00:36:36
168Energy in Brazil / Energy / Economics of regulation / Monopoly / Regulation / Regulatory agency / Brazilian Agency of Telecommunications / Brazilian Electricity Regulatory Agency / Regulatory economics / Government / Administrative law / Public administration

T HE S CHOOL OF B USINESS AND P UBLIC M ANAGEMENT I NSTITUTE OF B RAZILIAN B USINESS & P UBLIC M ANAGEMENT I SSUES BRAZILIAN REGULATORY AGENCIES:

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Source URL: www.aneel.gov.br

Language: English - Date: 2013-01-16 15:02:59
169Energy economics / Energy in the United States / Environmental social science / Renewable energy commercialization / Federal Energy Regulatory Commission / United States Department of Energy / Energy development / Energy policy of the United States / Energy / Energy policy / Technology

NASEO News ­ February 12, 2015 February 12, 2015

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Source URL: www.naseo.org

Language: English - Date: 2015-02-13 05:37:35
170Finance / Financial markets / Financial regulation / International Organization of Securities Commissions / Australian Securities Exchange / Clearing / Futures contract / Settlement / Financial economics / Securities / Financial system

Regulatory development trends in Australia Asia Securities Forum, November 2014 www.afma.com.au

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Source URL: www.asiasecuritiesforum.org

Language: English - Date: 2015-05-13 04:16:18
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